SEC Rule 606

LARADORBECKER SECURITIES CORP.

32 GOLDEN SCROLL CIRCLE

THE WOODLANDS, TX 77382

 

 

 

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2018

 

Securities Listed on New York Stock Exchange

 

Summary Statistics:
 

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               94.29%
  Limit orders as percentage of total limit orders                                                         5.71%
  Other orders as percentage of total other orders                                                      0.00%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    VIRTU Americas LLC

  51.43%

  2.    Citadel Securities LLC

  31.43%

  3.    Cboe EDGX U.S. Equities Exchange

  5.71%

  4.    G1 Execution Services, LLC

  5.71%

  5.    Instinet LLC

  2.86%

  6.    Two Sigma Securities, LLC

  2.86%

 

Information Concerning Significant Venues :


    1.    VIRTU Americas LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               54.55%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    2.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               33.33%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    3.    Cboe EDGX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                     100.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    4.    G1 Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 6.06%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    5.    Instinet LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 3.03%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    6.    Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 3.03%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

Securities Listed on The Nasdaq Stock Market

 

Summary Statistics:
 

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               14.29%
  Limit orders as percentage of total limit orders                                                       85.71%
  Other orders as percentage of total other orders                                                      0.00%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Cboe EDGX U.S. Equities Exchange

  57.14%

  2.    Citadel Securities LLC

  14.29%

  3.    NASDAQ Execution Services, LLC

  14.29%

  4.    Cboe BZX U.S. Equities Exchange

  14.29%

 

Information Concerning Significant Venues :


    1.    Cboe EDGX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       66.67%

                  Other orders as percentage of total other orders                                      0.00%

 

    2.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                             100.00%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    3.    NASDAQ Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       16.67%

                  Other orders as percentage of total other orders                                      0.00%

 

    4.    Cboe BZX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       16.67%

                  Other orders as percentage of total other orders                                      0.00%

Securities Listed on NYSE American or Regional Exchanges

 

Summary Statistics:
 

  Non-directed orders as percentage of total customer orders                                100.00%
  Market orders as percentage of total market orders                                               32.12%
  Limit orders as percentage of total limit orders                                                       67.88%
  Other orders as percentage of total other orders                                                      0.00%
 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

 

 

  1.    Cboe EDGX U.S. Equities Exchange

  30.66%

  2.    VIRTU Americas LLC

  20.44%

  3.    Citadel Securities LLC

  19.71%

  4.    NASDAQ Execution Services, LLC

  19.71%

  5.    Two Sigma Securities, LLC

  4.38%

  6.    Cboe BZX U.S. Equities Exchange

  2.19%

  7.    UBS Securities, LLC

  1.46%

  8.    BNY Mellon Capital Markets LLC

  0.73%

  9.    Cboe BYX U.S. Equities Exchange

  0.73%

 

Information Concerning Significant Venues :


    1.    Cboe EDGX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       45.16%

                  Other orders as percentage of total other orders                                      0.00%

 

    2.    VIRTU Americas LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               40.91%

                  Limit orders as percentage of total limit orders                                       10.75%

                  Other orders as percentage of total other orders                                      0.00%

 

    3.    Citadel Securities LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                               50.00%

                  Limit orders as percentage of total limit orders                                         5.38%

                  Other orders as percentage of total other orders                                      0.00%

 

    4.    NASDAQ Execution Services, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                       29.03%

                  Other orders as percentage of total other orders                                      0.00%

 

    5.    Two Sigma Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 4.55%

                  Limit orders as percentage of total limit orders                                         4.30%

                  Other orders as percentage of total other orders                                      0.00%

 

    6.    Cboe BZX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         3.23%

                  Other orders as percentage of total other orders                                      0.00%

 

    7.    UBS Securities, LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 0.00%

                  Limit orders as percentage of total limit orders                                         2.15%

                  Other orders as percentage of total other orders                                      0.00%

 

    8.    BNY Mellon Capital Markets LLC


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 2.27%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

 

    9.    Cboe BYX U.S. Equities Exchange


            Types of Orders Routed to Venue :


                  Market orders as percentage of total market orders                                 2.27%

                  Limit orders as percentage of total limit orders                                         0.00%

                  Other orders as percentage of total other orders                                      0.00%

Exchange - Listed Options

 

Summary Statistics:
  Non-directed orders as percentage of total customer orders                                    0.00%
  Market orders as percentage of total market orders                                                 0.00%
  Limit orders as percentage of total limit orders                                                         0.00%
  Other orders as percentage of total other orders                                                      0.00%